Candidate Of The Week...
Candidate 4599
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Compliance Officer

Date Added: 07/12/2022

Permanent Job

Juice are working with a well-established financial company based in Selby They Commercial Finance, Regulated Mortgage and Protection Insurance markets and offers a broad range of services to clients and Network Partners.


Sector: Personnel
Type: Permanent
Location: Selby
Salary: £35-40,000

Key Responsibilities

  • Location - Selby
  • Working hours – Monday to Friday
  • Salary £35k DOE
  • Hybrid working model, however 2 weeks initially In the office for training/getting to know the systems and building rapport with the fabulous team
  • Regulatory meetings MUST be attended, they also have management meetings monthly.


  • To provide compliance training, support and guidance to all Network Partners and ensure that standards are fully met.
  • To ensure all Network Partners operate within the regulatory permissions held by the Company.
  • Complete pre – contract checks and regular compliance reviews with Network Partners.
  • To ensure that the Company fully discharges its Regulatory and Compliance obligations to the FCA.
  • To collate and manage the provision of reporting information to the FCA using the Connect and RegData interfaces.
  • To provide regular routine management information to the Directors of the Company.
  • To update staff and Network Partners on changes to FCA regulatory policies
  • To work closely with our Training officer in delivering Compliance training modules and content to Network Partners.

Key Skills and Experience

  • Hybrid working – from the office or home – you chose, as long as you go into the office at least once a week
  • Free parking
  • Pension
  • Lots of other company benefits

Personal Qualities

  • Educated to degree level or equivalent, any formal Finance sector qualifications would be advantageous
  • Commercial Finance, Regulated Mortgage / Protection or IFA sector experience operating in a regulatory and compliance focussed position – 5 years minimum
  • Understanding of the FCA Regulatory Framework and general principals of business
  • Understanding of the Financial Ombudsman Service (FOS)
  • Experience in using and interpretation of the FCA handbook
  • Knowledge of and experience using the FCA Connect registration system
  • Knowledge and experience using the FCA RegData reporting system
  • Knowledge and experience of the AR and IAR models within the FCA regime
  • Knowledge and experience of complaint handling, investigation and reporting to the FCA / FOS where necessary

Closing Date

07/03/2022, 12:00


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"Juice Personnel is a professionally run and maintained agency with the great ability to balance work to its many members of staff, a very difficult task of late. I am often asked why I have been with Juice so long - 10 dedicated years. Having been to other agencies, they quite honestly just don&#39;t compare to Juice is my stock answer. I also tell them that after being with Juice for so many years my wages have never been late; this is very important as you know what you are going to get. So why change something that is right? Dedicated Juice Professional. 10 Years and counting."

Ian Jenkins - Class 1 Driver

"Hi ladies Just to let you know that I have accepted an offer of permanent employment this afternoon so I will no longer require your services. Thank you for everything over the past couple of months, I am really grateful for the temp placements and interviews you have sourced for me."

Fiona Baker - Registered Candidate

"Juice Personnel found me a great job that suited me and what I was looking for. The staff are all very efficient &amp; have great communication with their clients. I started temping with them within a couple of weeks of enquiry about a job. I was temping for 3 months and now I am starting with the company permanent. I would highly recommend using Juice if you are out of work or looking for a new job."

Kirsty Walton - Temp to Perm placement

"I have worked with a lot of recruitment agencies over the years, yet find Juice personal one of the top agencies. When they promise to ring you they do so when they say they will, and when I got lost trying to find the office, they were patient and kindly directed me to their office! Highly recommend Juice. Thank you for finding my new role."

Leon Dickson - Perm candidate

"I would just like to say how helpful and professional these girls are, they have never let me down and are always true to their word, always available with lots of support and advice, fantastic company to work with and for - thank you"

Ruth Amis - Long term temporary worker

"I would like to take this opportunity to say a huge thank you to Juice Personnel for their assistance in helping me gain my recent employment, in particular Resourcing Consultant Viki Freeman who was very professional, extremely helpful and did an excellent job in representing me to a prospective employer which led me to successfully gain an interview, which ultimately resulted in a job offer. Viki always kept me up to date with how things were progressing, unlike previous recruitment agencies I have used where I was the one doing all the chasing for progress. I would also like to mention Kelly Smith who again with great professionalism was very helpful to me. Once again thank you, I would definitely recommend to anyone looking for future employment to try Juice Personnel."

Jayne Noble - Placed in a permanent position

"Juice were brilliant at understanding exactly what I was looking for in terms of a career. After just one meeting with them, they had put me forward to the company that I have now been working at for 1 year, and already I have been given the chance to develop and progress. I have never been happier and I think the fact that Juice listened to all the little things I wanted from my next role is exactly the reason that I was placed so perfectly!"

Amy Cooper - Placed in a permanent position

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