Compliance Administrator

Juice are working with a well-established financial company based in Selby

Our client is seeking a diligent and organised Compliance Administrator to support their operations.

The successful candidate will play a critical role in ensuring the company remains compliant with all relevant regulations and internal policies. This role includes monitoring compliance activities, keeping accurate records, supporting audits, and contributing to the development of compliance frameworks. The ideal candidate will have excellent attention to detail, strong organisational skills, and the ability to handle multiple tasks efficiently.

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The Role

FCA Applications: Manage and oversee new FCA applications, ensuring accuracy and timely submission.
Compliance Monitoring & Reporting: Conduct regular compliance monitoring and oversight, preparing reports for internal and external stakeholders.
Regulatory Oversight: Ensure compliance with relevant regulations, including AML, FCA, and GDPR, and stay up-to-date with regulatory changes.
Network Oversight: Oversee the compliance of our client’s network and provide valuable intelligence to the management team for strategic decision-making.
Risk Identification & Mitigation: Identify potential compliance risks and recommend corrective actions to ensure the business operates within the required legal frameworks.
Audit Preparation & Support: Assist with internal and external audits by ensuring that all necessary compliance documentation and evidence are available.
Management Reporting: Provide detailed intelligence and insights to the management team to support their decision-making processes.

About You

Educated to degree level or equivalent, any formal Finance sector qualifications would be advantageous
Proven experience with FCA applications and knowledge of regulatory processes in the UK financial services sector.
Strong understanding of compliance frameworks and UK regulations (FCA, AML, GDPR).
Excellent communication and reporting skills, with the ability to present complex information to senior management.
Highly organised, with attention to detail and the ability to manage multiple priorities.
Proactive problem-solver with strong analytical skills.
Experience in network oversight or compliance monitoring is highly desirable.

Benefits

Free parking
Pension
Lots of other company benefits

Frequently Asked Questions

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Why should I register with Juice Personnel instead of just finding my own job?

Juice Personnel is a reputable recruitment agency with over 60 years of combined professional experience among our consultants. Our in-depth market knowledge is second to none, and our links with local businesses cover the whole of West Yorkshire, giving us access to hundreds of available opportunities. We will fully manage your application and can offer advice, guidance, or a friendly chat should you need us to!
I’ve applied for a vacancy online. Does this mean you’ve sent my CV to your client?

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